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Standard Documents & Market Practice

Legal Analysis And Regulatory Matters

DateDocumentNon-Member Pricing
December 2006Statement of Principles for the Communication and Use of Confidential Information by Loan Market Participants  

No Charge

June 2006Model NOL Interim Order  

No Charge

June 2006Model NOL Order  

No Charge

January 2005Amicus Brief in re: Owens Corning (substantive consolidations)  

$250

September 2004Patriot Act CIP Guidance  

$1,000

July 2004Comment Letters to FASB Regarding FAS 140 Setoff and Isolation  

No Charge

January 2004IRS Tax Shelter Regulations (With Sample Provision)  

$250

October 2003JMPF Recommendations for Handling Non-Public Information by Credit Portfolio Managers  

No Charge

January 2003Memorandum re: Loan Trades Eligible for Exemption from New York State Statute of Frauds  

$250

August 2002Comment Letter to FASB Regarding SPE Consolidation  

No Charge

April 2002UK/US Glossary of Terms for Transfers of Interest in Loans  

$250

May 2001Memorandum re: Regulation FD  

$250

December 1998Amicus Brief in Elliot v. Peru (champerty litigation)  

$250

September 1998Memorandum re: Use of Faxes  

$250

Loan-Only Credit Default Swaps

DateDocumentNon-Member Pricing
April 2010Syndicated Secured Loan Credit Default Swap Physical Settlement Rider  

No Charge

September 2007User's Guide to the Physical Settlement Rider for Syndicated Secured Loan Credit Defaults Swaps  

No Charge

June 2006Syndicated Secured Loan Credit Default Swap Physical Settlement Rider - Legacy Document  

No Charge

LSTA Governance And Code of Conduct

DateDocumentNon-Member Pricing
December 2009LSTA Bylaws  

Members Only

January 2009LSTA Conflict of Interest and Confidentiality Policy  

Members Only

October 2008Confidential Information Supplement to the Code of Conduct  

No Charge

October 2008LSTA Code of Conduct  

$1,000

January 2002LSTA Antitrust Guidelines  

$50

January 2001LSTA/LPC MTM Pricing Approved Formulae and Methodologies  

Subscribers Only

Market Advisories

DateDocumentNon-Member Pricing
October 2007Distressed Participation Agreement  

No Charge

December 2006Revised Master Confidentiality Agreement for Secondary Sales & Trading  

No Charge

December 2006Revised Standard Terms and Conditions  

No Charge

May 2005Publication Memorandum re: May 2005 Secondary Trading Documents  

No Charge

May 2004Memorandum re: Intended Use of LSTA Documents  

No Charge

May 2004Memorandum re: May 2004 Trade Confirmations  

No Charge

May 2003Memorandum re: May 2003 Purchase and Sale Agreements  

No Charge

Primary Market General

DateDocumentNon-Member Pricing
August 2010Market Standards for Flood Insurance Processes in Syndicated Lending  

No Charge

May 2006Agency Splash Page Principles  

No Charge

Primary Market, Amendment Practices and Agent Transfer

DateDocumentNon-Member Pricing
May 2005Model Transfer Provision (Transfer Restriction Provisions for Credit Agreements)  

$1,000

May 2005Standard Form of Assignment and Assumption (Assignment Agreement)  

$1,000

May 2005Primary Market and Agent Transfer Practices  

$1,000

May 2005Model Credit Agreement Provisions  

$1,000

January 2005Form of Administrative Questionnaire  

$1,000

May 2003Guidance Note and Confidentiality Legends for Distribution of Bank Books  

$1,000

April 2003Standard Amendment Procedures  

$1,000

Trading Documents

DateDocumentNon-Member Pricing
August 2010Par/Near Par Trade Confirmation  

$1,000

August 2010Standard Terms & Conditions for Par/Near Par Trade Confirmation  

$1,000

August 2010Distressed Trade Confirmation  

$1,000

August 2010Standard Terms & Conditions for Distressed Trade Confirmation  

$1,000

August 2010Purchase & Sale Agreement for Distressed Trades - Transaction Specific Terms  

$1,000

August 2010Purchase & Sale Agreement for Distressed Trades - Standard Terms & Conditions  

$1,000

August 2010Proceeds Letter  

$1,000

January 2010Shift Date Rules  

Members Only

January 2010Buy-in/Sell-Out Provisions - Frequently Asked Questions  

No Charge

January 2010Rules Governing Arbitration between Loan Traders with regard to Cover Price for Par Trades that Do Not Settle by BISO Trigger Date  

No Charge

January 2010Notice of Arbitration for Par Trades that Do Not Settle by BISO Trigger Date  

No Charge

January 2010Notice of Close-Out for Par Trades that Do Not Settle by BISO Trigger Date  

No Charge

March 2009Par Participation Agreement Collateral Annex  

$1,000

February 2009“Alternative” ERISA Representation  

No Charge

December 2008Participation Agreement for Par/Near Par Trades - Transaction Specific Terms  

$1,000

December 2008Participation Agreement for Par/Near Par Trades - Standard Terms and Conditions  

$1,000

February 2008Collateral Annex to the LSTA Participation Agreement for Distressed Trades  

$1,000

October 2007Participation Agreement for Distressed Trades - Transaction Specific Terms  

$1,000

October 2007Participation Agreement for Distressed Trades - Standard Terms and Conditions  

$1,000

April 2007User's Guide for LSTA Distressed Trading Documentation  

Members Only

December 2006Master Confidentiality Agreement (Secondary Trades)  

$1,000

May 2005Trade Checklist (with instructions)  

No Charge

May 2004T + 7 Par Settlement Timeline  

No Charge

April 2004Netting Agreements: (Bilateral Netting Agreement - Par/Near Par & Distressed Inlcluding Multilateral Netting Agreement - Par/Near Par & Distressed)  

$750/set

December 1997Lost Note Affidavit and Indemnity  

$750