Equity Trade Settlements Working Group

Focus

This collaborative working group convenes to address challenges when equity is issued in loan restructurings.

Objective(s)

  • Address the inherent challenges when loans are restructured and equity is issued to a fund
  • Collaborate with clearing agents to improve communication and their dissemination of information
    Work to standardize document requirements and processes across clearing agents given the complexities of transferring equity positions
  • Recommend enhancements to the current process of settling equity (non-DTC) trades

Frequency

As needed

Open / relevant to

All LSTA members

Invitation needed? No

Interested? Contact

Ellen Hefferan, Project Manager
(212) 880-3013
ehefferan@lsta.org

Role: Project Manager

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