Unpublished Archives

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Hong Kong 2019 Agenda

Presenting Sponsors: Alcentra*Ares Management*Bank of America*BNP Paribas*Credit Suisse Asset Management*Eaton Vance Management*Golub Capital*Invesco* Investcorp Credit Management* Marathon Asset Management*Morgan Stanley*Oak Hill Advisors*Octagon Credit *Pinebridge*Sumitomo Mitsui Trust Bank* Symphony Asset Management*Voya Financial Grand Hyatt Hotel, Harbour Road, Wan Chai, Hong Kong 8:00AM–9:00AM REGISTRATION/BREAKFAST 9:00AM–9:05AM OPENING REMARKS Lee Shaiman, Executive Director, LSTA 9:05AM–9:45AM THE STATE OF THE...

06/06/2019

Tokyo 2019 Agenda

Presenting Sponsors: Alcentra*Ares Management*Bank of America*BNP Paribas*Credit Suisse Asset Management*DFG Investment Advisers*Eaton Vance Management*Golub Capital*GSO Capital Partners*Invesco* Investcorp Credit Management* JP Morgan*Marathon Asset Management*Morgan Stanley*MUFG Securities*Nomura*Oak Hill Advisors*Octagon Credit*OZ Management* PIMCO*Pinebridge *Shenkman Capital*Soundpoint Management*Sumitomo Mitsui Trust Bank*Symphony Asset Management*Voya Financial Grand Hyatt Tokyo, 6-10-3 Roppongi, Minato-Ku, Tokyo 106-0032 8:00AM–9:00AM REGISTRATION/BREAKFAST 9:00AM–9:10AM OPENING REMARKS Lee Shaiman,...

06/04/2019

J.P. Morgan Chase Announces Its Own Cryptocurrency ‘JPM Coin’ _ Fortune021819 (Email to Blockchain_022019)

2/18/2019 J.P. Morgan Chase Announces Its Own Cryptocurrency 'JPM Coin' | Fortune http://fortune.com/2019/02/14// 1/2 J.P. Morgan Chase Becomes First U.S. Bank With a Cryptocurrency By ERIK SHERMAN February 14, 2019 How the mighty have taken a u-turn. J.P. Morgan Chase CEO Jamie Dimon called bitcoin a fraud in September 2017 and said, “You can’t have...

02/20/2019

Libor Webcast 5/30/18 Slides

LIBOR and the Loan Market: An Update 1 Meredith Coffey, LSTA Tess Virmani, LSTA LIBOR: The Key Issues n LIBOR may cease after the end of 2021 n This is a challenge for the $200T+ of USD LIBOR-based contracts n SOFR – the Secured Overnight Financing Rate (a Treasury repo rate) – is the replacement...

05/29/2018

FinCen’s FAQs

1 FIN-2018-G001 Issued: April 3, 2018 Subject: Frequently Asked Questions Regarding Customer Due Diligence Requirements for Financial Institutions The Financial Crimes Enforcement Network (FinCEN) is issuing these Frequently Asked Questions to assist covered financial institutions in understanding the scope of the Customer Due Diligence Requirements for Financial Institutions, published on May 11, 2016, as amended...

04/11/2018

SIFMA’s draft Certification Form

CERTIFICATION REGARDING BENEFICIAL OWNERS OF LEGAL ENTITY CUSTOMERS GENERAL INSTRUCTIONS What is this form? To help the U.S. government fight financial crime, f ederal regulation requires certain financial institutions to obtain, verify, and record information about the beneficial owners of legal entity customers. Legal entities can be abused to disguise involvement in terrorist financing, money...

04/11/2018

Article by Jay Baris and Joshua Ashley Klayman

Vol. 51 Nos. 6 and 7 March 21, 2018 Double Issue  JAY G. BARIS is a partner of Shearman & Sterling LLP’s Funds Practice. JOSHUA ASHLEY KLAYMAN is co-chair of Morrison & Foerster LLP’s Blockchain + Smart Contracts Group and is chair of the Wall Street Blockchain Alliance Legal Working Group. Their e-mail addresses...