Comment Letter: Proposed Amendment to Rule 15c2-11
LSTA just submitted this comment letter in support of the SEC’s proposed rulemaking on Regulation 15c2-11. The proposal would codify that Rule 15c2-11 does not apply to fixed income instruments, including loans.
Comment Letter: Proposed Amendment to Rule 15c2-11
LSTA just submitted this comment letter in support of the SEC’s proposed rulemaking on Regulation 15c2-11. The proposal would codify that Rule 15c2-11 does not apply to fixed income instruments, including loans.
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Comment Letter: Proposed Amendment to Rule 15c2-11
Elliot Ganz