open

Loan Market Events & Education

Through a series of global conferences, webcasts and CLE seminars, the LSTA educates loan market participants and promotes the asset class. In addition, a series of multimedia presentations are made available to the broader investment community.

Regulation W and Its Implications for Syndicated Lending

November 01, 2017, 4PM to 5:15PM (ET)

The LSTA was pleased to present:

REGULATION W AND ITS IMPLICATIONS FOR SYNDICATED LENDING

Regulation W provides limits on transactions that US banks and their operating subsidiaries may enter into with their affiliates.  Our two in-house experts on the topic discussed the key restrictions of Regulation W in the loan syndication context, including:

  • Identification of affiliates for purposes of Regulation W
  • Identification of which US bank subsidiaries are treated as part of the bank for purposes of Regulation W
  • Overview of common exemptions to Regulation W

Speakers:
William L. Kuhn IV, EVP and General Counsel of Regulatory, Disclosure and Employment Law, HSBC N.A.
Tracy Springer, VP & Senior Counsel for Global Banking and Commercial Banking, HSBC Bank USA, N.A.

Our Partners

              refinitiv-(march-2019)     spg_dji_red_pos_rgb    spg_mrkt_hz_rgb_posfitch group (april 2019)   lmb-logo