In the wake of the COVID-19 Pandemic, the SEC has taken emergency steps to address disruption for registered advisers but will also be focusing on certain behaviors to ensure that investors are protected. This webinar addressed both these points including some of the following topics:

  • Temporary Relief Provided by the SEC
  • Business Continuity Plans
  • Liquidity Risk Management
  • Valuation, Pricing Vendor Oversight, And Fair Value Decision Making
  • Side-by-Side Management, Trade Allocation and Cross-Trades
  • Counterparty Credit Monitoring
  • Updating Risk Disclosures

EVENT DETAILS

Thursday, March 19, 2020
4PM to 5PM (ET)
Presentation & Replay|Available|Scroll Down to View
1 CLE Credit Will Be Available

SPEAKERS

  • Amy Doberman, Partner, WilmerHale
  • Elliot Ganz, General Counsel, LSTA
  • Phillip Gillespie, Partner, WilmerHale

Become a Member

Membership in the LSTA offers numerous benefits and opportunities. Chief among them is the opportunity to participate in the decision making process that ultimately establishes loan market standards, develops market practices, and influences the market’s direction.

View Current Members

Our Partners

CUSIPFitch Group logoRefinitiv-(March-2019)SP-Global-Market-Intelligence
Total Results: 

Sort by: