In the wake of the COVID-19 Pandemic, the SEC has taken emergency steps to address disruption for registered advisers but will also be focusing on certain behaviors to ensure that investors are protected. This webinar addressed both these points including some of the following topics:

  • Temporary Relief Provided by the SEC
  • Business Continuity Plans
  • Liquidity Risk Management
  • Valuation, Pricing Vendor Oversight, And Fair Value Decision Making
  • Side-by-Side Management, Trade Allocation and Cross-Trades
  • Counterparty Credit Monitoring
  • Updating Risk Disclosures


Thursday, March 19, 2020
4PM to 5PM (ET)
Presentation & Replay|Available|Scroll Down to View
1 CLE Credit Will Be Available


  • Amy Doberman, Partner, WilmerHale
  • Elliot Ganz, General Counsel, LSTA
  • Phillip Gillespie, Partner, WilmerHale

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Market Advisory on FIRPTA

The LSTA published a Market Advisory which discusses the implications of The Foreign Investment in Real Property Tax Act (“FIRPTA”).