Last week the SEC – in a surprise move to many – adopted amendments to reporting requirements on Forms N-PORT[1] and N-CEN[2] (the “amendments”) and issued guidance regarding liquidity risk management (LRM) programs. The amendments were first proposed in 2022 as a small piece of the SEC’s significant Open-End Fund Liquidity Risk Management Programs and...
On Wednesday, January 13, 2016, the Loan Syndications and Trading Association (LSTA) submitted a comment letter to the SEC in response to the proposed rule on Open-End Fund Liquidity Risk Management Programs....
