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In the wake of the COVID-19 Pandemic, the SEC has taken emergency steps to address disruption for registered advisers but will also be focusing on certain behaviors to ensure that investors are protected. This presentation was done by Amy Doberman, Partner, WilmerHale, Elliot Ganz, General Counsel, LSTA and Phillip Gillespie, Partner, WilmerHale.
File | COVID-19-Disruption-What-Registered-Investment-Advisers-in-the-Loan-Market-Need-to-Know-March-19-2020.pdf |
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