Last December, the SEC adopted significant amendments to its existing rules under the Investment Advisers Act governing advertising by investment advisers and cash payments to solicitors. As a result of these amendments, as of May 4, 2021, there will be a single rule—new Rule 206(4)-1—which more comprehensively addresses requirements and prohibitions relating to investment adviser marketing and solicitation activities. Presented by David Dickstein, Partner at Katten Muchin & Rosenman LLP, Richard Marshall, Partner at Katten Muchin & Rosenman LLP and Amanda Segal, Partner at Katten Muchin Rosenman LLP.
The New Investment Adviser Marketing Rule: Everything You Need to Know Webcast Replay
You must be logged in and authorized to view this content.