Last December, the SEC adopted significant amendments to its existing rules under the Investment Advisers Act governing advertising by investment advisers and cash payments to solicitors. As a result of these amendments, as of May 4, 2021, there will be a single rule—new Rule 206(4)-1—which more comprehensively addresses requirements and prohibitions relating to investment adviser marketing and solicitation activities. Presented by David Dickstein, Partner at Katten Muchin & Rosenman LLP, Richard Marshall, Partner at Katten Muchin & Rosenman LLP and Amanda Segal, Partner at Katten Muchin Rosenman LLP.

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Market Advisory on FIRPTA

The LSTA published a Market Advisory which discusses the implications of The Foreign Investment in Real Property Tax Act (“FIRPTA”).