Joint Trades Letter on the SEC’s Safeguarding Proposal
Find below the final version of the joint trades letter on the SEC’s Safeguarding Proposal that went to the SEC this morning.
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LSTA Submits Second Letter on SEC Proposed Rule on Conflicts of Interest in Securitizations
The LSTA submitted its second comment letter on the SEC’s recent Conflict in Securitizations Rule Proposal (the “Proposal”). Given the unreasonably short comment period offered…
Comment Letter on the Outsourcing by Investment Advisers
Please find below our Comment Letter on the U.S. Securities and Exchange Commission (“SEC” or “Commission”) under the Investment Advisers Act of 1940 (“Advisers Act”)
LSTA Comment Letter (Implementing the LIBOR Act)
LSTA appreciates the opportunity provided by the Board of Governors of the Federal Reserve System to comment on its recently proposed rule, Regulation Implementing the…
ESG Comment Letter
LSTA’s submission in response to the SEC’s proposed rule titled “Enhanced Disclosures by Certain Investment Advisers and Investment Companies About Environmental, Social, and Governance Investment…
NAIC Issue Paper on Risk Assessment
The LSTA responded on the IAO Issue Paper on the Risk Assessment of Structured Securities – CLOs (the “Issue Paper”) released for comment by the…
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