SIFMA on the Proposed Safeguarding Rule: Dodd-Frank Did Not Expand the SEC’s Authority
The SEC’s Safeguarding Rule: @SIFMA published an important White Paper that demonstrates that Dodd-Frank did not expand its authority.
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Conflicts in CLOs: Non-Existence is No Excuse!
As discussed last month, in January the SEC reproposed its 2011 “Prohibition Against Conflicts of Interest in Certain Securitizations Rule (the “Proposed Rule”), which would prohibit…
Loan Swaps and the Return of Rule 9j-1?
By Elliot Ganz. In late July, SEC Chair Gary Gensler signaled that the SEC would once again turn its attention to “security-based swaps”. Why is…
CLO Risk Retention Ruling: Analysis From the Trenches
(article updated on February 15, 2018) - On February 9, 2018, the United States Court of Appeals for the District of Columbia Circuit (the Circuit…
Risk Retention Goes on Vacation
Last week, the United States Court of Appeals for the District of Columbia Circuit (the Circuit Court) ruled in favor of the LSTA in its…
DC Court of Appeals Ruled in Favor of LSTA in Risk Retention Lawsuit
This morning, the Court of Appeals for the DC Circuit ruled in favor of the LSTA in its lawsuit against the SEC and the Federal…
DC Court of Appeals Ruled in Favor of LSTA in Risk Retention Lawsuit
This morning, the Court of Appeals for the DC Circuit ruled in favor of the LSTA in its lawsuit against the SEC and the Federal…
Risk Retention Letter to Treasury
In response to a recent Executive Order from president Trump outlining “Core Principles” for financial regulation and seeking suggestions for streamlining financial regulation, the LSTA…
CLO Refinancings and Risk Retention
Fact Sheet on CLO Refinancings and Risk Retention
Meredith Coffey Testifies Dodd-Frank Act’s Impact on Asset-Backed Securities
Testimony of LSTA EVP Meredith Coffey on the Volcker Rule and Risk Retention before the House Financial Services Subcommittee on Capital Markets.
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