LSTA Newsletter (Feb 17 2023)
This week we cover SEC 2023 Enforcement Priorities; Open-End Loan Fund Liquidity Rule.
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Are Loans Securities? Oral Argument in Kirschner is Set
The U.S. Court of Appeals for the 2nd Circuit scheduled oral argument for March 9, 2023 in a case that will decide whether syndicated Term…
The LSTA PAC: A Post-Election Report
The LSTA’s Political action committee recently completed its first Congressional cycle. The LSTA’s Elliot Ganz ruminates on the value of the LSTA PAC and how…
LSTA Newsletter: December 9, 2022
This week we cover November (Secondary) Rising; CLOs in 2023; 15c2-11 Postponed; Recurring Revenue Loans.
The SEC Backs Away (for now) on Rule 15c2-11
The SEC has delayed its novel and controversial application of Rule 15c2-11 to fixed income securities. The LSTA’s Elliot Ganz explains why this is a…
The SEC’s Oversight Rule for Advisers: A Deeper Dive and Many Concerns
We have previously summarized the SEC’s recent proposed rule on Outsourcing by Investment Advisers (the “Proposed Rule”) that would require Registered Investment Advisers (advisers) to conduct…
The LSTA Returns to Tel Aviv
After a Covid-driven hiatus of three years, the LSTA finally returned to Tel Aviv. Elliot Ganz moderated a panel attended by 400 people on the…
LSTA Newsletter: November 18, 2022
This week we cover LSTA (and other trades) ask SEC for reasonable time; Tokyo Investors' Takeaways
LSTA Newsletter: November 11, 2022
This week we cover LSTA puts ID in ESG! SEC puts loans in "illiquid"? SEC requires outsourcing disclosure; LSTA offers flood standards.
LSTA Newsletter: November 4, 2022
This week we cover SEC Rule Targets Loan Mutual Funds; Measuring Mutual Funds; LSTA @ Columbia...and Duke!
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