Implications of the Elections on the Regulation of Corporate Credit
After the 2024 elections, many significant changes are coming to financial services regulation.
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LSTA Supports Legislation Requiring the Withdrawal of the SEC’s Conflicts in Predictive Data Analytics Rule
The LSTA supports a bill introduced by Senators Cruz and Hagerty that would prohibit the SEC from going forward with its proposed rule on Conflicts…
The SEC’s Predictive Data Analytics Rule: The LSTA Weighs in Again
The LSTA recently submitted a comment letter on the SEC’s Predictive Data Analytics proposal, noting that the proposal conflicts with the SEC’s Marketing Rule and…
Conflicts in the Use of Predictive Data Analytics: Another Mystifying SEC Rule Proposal
The SEC recently proposed another mystifying rule, this time targeting the potential conflicts arising from the use by broker-dealers and investment advisers of virtually any…
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