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LSTA Best Practices

Loan Trading Operations & Settlement

The LSTA navigates and leads the loan market ahead through its committees and working groups. Comprised by LSTA members, they provide a forum for loan market participants to shape and influence the direction of the industry—by consensus and resolution.

Displaying 1-5 of 5 results.
DateTitle/DescriptionFiles
Jan 20, 2016

Know Your Customer Considerations for Syndicated Lending and Loan Trading: Guidelines for the Application of Customer Identification Programs, Foreign Correspondent Account Due Diligence, and Other Considerations" ("KYC Guidelines")

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Apr 28, 2015

Best Practices for Secondary Trade Settlement

Moderated by Ellen Hefferan of the LSTA.  Presented by Michael Daley of Loomis, Sayles and Company, Michael Eliason of Citi, Christopher Errico of CIFC and Katherine Stewart of Wells Fargo

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Feb 27, 2015

Best Practices for Primary Trade Settlement

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Feb 27, 2015

Best Practices for Secondary Trade Settlement

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Jan 1, 2014

2013 Year in Review

Operations, Settlement and Tax and Accounting.

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