Memo Re Regulation FD (May 25, 2001)

This memorandum analyzes the application to the syndicated commercial loan market of Regulation FD, 17 C.F.R. 243.100 – 243.103 (“Regulation FD”) and concludes that the practices currently in place in the market should protect companies seeking access to the syndicated loan market (“borrowers”) from violations of Regulation FD.


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Good Friday…no SOFR?

Earlier this month the New York Fed announced that there will be no SOFR rate published on or for Friday, April 7th even though April…

CLOs: No Conflicts…But Big Problems

March 30, 2023 - On Monday, the LSTA submitted the first of three letters responding to the SEC’s Proposed Rule on “Conflicts of Interest in…