The New Investment Adviser Marketing Rule_Everything You Need to Know (May 11 2021)

Last December, the SEC adopted significant amendments to its existing rules under the Investment Advisers Act governing advertising by investment advisers and cash payments to solicitors. As a result of these amendments, as of May 4, 2021, there will be a single rule—new Rule 206(4)-1—which more comprehensively addresses requirements and prohibitions relating to investment adviser marketing and solicitation activities. Presented by David Dickstein, Partner at Katten Muchin & Rosenman LLP, Richard Marshall, Partner at Katten Muchin & Rosenman LLP and Amanda Segal, Partner at Katten Muchin Rosenman LLP.

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The LSTA published a Market Advisory which discusses the implications of The Foreign Investment in Real Property Tax Act (“FIRPTA”).