SEC Rule 9j-1 Crosses the Finish Line
The SEC recently finalized Rule 9j-1, an anti-fraud rule for security-based swaps. The LSTA’s Elliot Ganz breaks down what it means for loans.
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The LSTA Weighs in on the Security-Based Swaps Rule
The LSTA submitted a comment letter to the SEC on their proposed rule regulating security-based swaps. LSTA General Counsel describes the rule.
Proposed SEC Rule 9j-1 is Back and Bigger, But Not Better
The SEC recently reproposed Rule 9j-1, a rule that would regulate “security-based swaps” including those related to loans. LSTA GC Elliot Ganz weighs in on…
Great Expectations: The SEC’s 2022 Aims
LSTA's Tess Virmani, AGC & EVP – Public Policy, Head of ESG, looks into SEC's reproposal of Rule 9j-1.
Loan Swaps and the Return of Rule 9j-1?
By Elliot Ganz. In late July, SEC Chair Gary Gensler signaled that the SEC would once again turn its attention to “security-based swaps”. Why is…
LSTA Submits Comment Letter on Loan Derivatives Rule Proposal
LSTA submitted a comment letter to the SEC raising its concerns about the SEC’s Proposed Rule 9j-1 released on November 3rd under the Securities Exchange…
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