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The SEC’s Oversight Rule for Advisers: A Deeper Dive and Many Concerns

November 28, 2022

We have previously summarized the SEC’s recent proposed rule on Outsourcing by Investment Advisers (the “Proposed Rule”) that would require Registered Investment Advisers (advisers) to conduct…

LSTA Newsletter: November 11, 2022

November 11, 2022

Publications

This week we cover LSTA puts ID in ESG! SEC puts loans in "illiquid"? SEC requires outsourcing disclosure; LSTA offers flood standards.

The SEC Targets Outsourcing by RIAs

November 8, 2022

While we have been focusing on the SEC’s latest liquidity management proposal (which, among other things, poses an existential threat to loan funds), in late…

CLOs/Arrangers Grapple with the SEC’s New Adviser Marketing Rule

October 20, 2022

On November 4th, a revised Marketing Rule promulgated by the SEC goes into effect. The Rule (which was described in detail in an LSTA webinar…

COVID-19 Disruption: What Registered Investment Advisers in the Loan Market Need to Know Webcast Replay

March 19, 2020

In the wake of the COVID-19 Pandemic, the SEC has taken emergency steps to address disruption for registered advisers but will also be focusing on…

Registered Investment Advisers in the Loan Market: Dealing with COVID-19 Disruption

March 19, 2020

Like virtually all financial markets, the syndicated loan market has been materially disrupted by the COVID-19 pandemic.

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