The SEC Backs Away (for now) on Rule 15c2-11
The SEC has delayed its novel and controversial application of Rule 15c2-11 to fixed income securities. The LSTA’s Elliot Ganz explains why this is a…
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Another Looming Threat to CLOs: Rule 15c2-11
Another threat to CLOs? The SEC’s novel interpretation of an old rule, 15c2-11, could cause problems for broker dealers and issuers of CLOs and disrupt…
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