LRM Rule Update: SEC Amends Fund Reporting Requirements, Guides on OEF LRM Programs
Last week the SEC – in a surprise move to many – adopted amendments to reporting requirements on Forms N-PORT[1] and N-CEN[2] (the “amendments”) and…
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The ESA: Enhancing Advisers’ Liquidity Toolbox
The SEC has expressed concern about the ability of open-end funds to meet investor redemption requests without material dilution.
Loan Mutual Fund Liquidity: LSTA Comments, Congress Echoes
Senator Scott and Rep. McHenry have taken issue with the SEC’s proposal on open-end loan funds, echoing the concerns of the LSTA and its members.…
Open-End Loan Funds: Liquidity Risk Already Well-Managed
On Valentine’s Day, the LSTA submitted a comment letter to the SEC responding to its Open-End Fund Liquidity Risk Management and Swing Pricing reproposal (“Rule”).
Liquidity Rules and Loan Funds
As previously discussed, last week the SEC proposed an Open End Fund Liquidity Risk Management Programs and Swing Pricing Rule, which largely amends the existing…
LSTA Newsletter: November 4, 2022
This week we cover SEC Rule Targets Loan Mutual Funds; Measuring Mutual Funds; LSTA @ Columbia...and Duke!
Measuring Mutual Funds
As discussed previously, the SEC Wednesday released a proposed rule on Open-End Fund Liquidity Risk Management Programs and Swing Pricing. While we will be dissecting…
The SEC Targets Loan Funds and ETFs
updated Nov. 4, 2022. The SEC Wednesday voted to propose a sweeping new rule that addresses Open-End Fund Liquidity Risk Management Programs and Swing Pricing…
LSTA Open End Mutual Fund Liquidity Risk Comment Letter
On Wednesday, January 13, 2016, the Loan Syndications and Trading Association (LSTA) submitted a comment letter to the SEC in response to the proposed rule…
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