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Liquidity Rules and Loan Funds

As previously discussed, last week the SEC proposed an Open End Fund Liquidity Risk Management Programs and Swing Pricing Rule, which largely amends the existing…

Measuring Mutual Funds

As discussed previously, the SEC Wednesday released a proposed rule on Open-End Fund Liquidity Risk Management Programs and Swing Pricing. While we will be dissecting…

The SEC Targets Loan Funds and ETFs

updated Nov. 4, 2022. The SEC Wednesday voted to propose a sweeping new rule that addresses Open-End Fund Liquidity Risk Management Programs and Swing Pricing…

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Conflicts in CLOs: Non-Existence is No Excuse!

March 15, 2023 - As discussed last month, in January the SEC reproposed its 2011 “Prohibition Against Conflicts of Interest in Certain Securitizations Rule (the “Proposed…

2023 LSTA and LMA Joint London Conference

March 10, 2023 - On March 8th, the LSTA and LMA jointly hosted their annual London conference. Addressing the packed conference room, Tess Virmani of…