Private Fund Disclosure Rules: Better But Not Good
As previously reported, the SEC has adopted sweeping new disclosure obligations and restrictions on private funds.
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Private Funds Rule Coming for a Fund Near You?
The Private Funds Disclosure Rule may be coming soon. The LSTA’s Elliot Ganz reminds us why we should be afraid, be very afraid.
The SEC’s Rulemaking Process: A Breakdown in Norms
Senator John Boozman recently asked the SEC’s Inspector General to explain why the SEC continues to inundate the financial industry with endless, transformative rule proposals…
The SEC’s “Regulation Raceway” meets the LSTA’s Process Advocacy
The SEC’s ”Regulatory Raceway” has imposed unusually short comment periods for even the most complex rulemakings. The LSTA has been taking an active role in…
CLOs: In Plain English
Few people have a really good grasp of exactly how CLOs work – and even fewer of those people are employed by the SEC.
Private Funds Disclosure Rule and CLOs: Deep Dive Part 2
This is the second part of the deep dive into our comment letter, focusing on the SEC’s lack of statutory authority and their failure to…
Private Funds Disclosure Rules & CLOs: Deep Dive, Part 1
On April 25th, the LSTA submitted a comment letter in response to the SEC’s Notice of Proposed Rulemaking for Private Funds (the “Proposed Rule”
CLOs & Disclosure: “Where’s the Beef?”
This 1984 catchphrase was made famous by actress and Wendy’s spokesperson Clara Peller. The same might be asked of SEC’s Private Funds Disclosure Rule (“proposed…
SEC Private Fund Disclosure Rule: Audits and “Securitized Asset Funds”
Could new annual audit requirements cost “securitized asset funds” at least $275 million (emphasis on “at least”)? The LSTA’s Meredith Coffey dives deep into the…
Private Fund Disclosure: The SEC’s Economic Analysis (Part I)
As discussed last week, the 341-page proposed SEC’s Private Fund Disclosure Rule (“the proposed rule”) would significantly impact CLOs in three main areas.
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